ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Eligible Counterparty, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Henry Brailsford Lawson

    IRN NXL01237

    • (1529)[FCA CF] Client dealing (7 Mar 2016 to 17 May 2021)
    • (1528)CF30 Customer (19 Jul 2012 to 6 Mar 2016)
  • Nicholas Jeffery Cowan

    IRN NJC01099

    • (131)CF21 Investment Adviser (29 Jan 2002 to 29 Feb 2004)
    • (132)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Dec 2003)
  • Nicholas John Coates

    IRN NJC01102

    • (1225)CF23 Corporate Finance Adviser (29 Jan 2002 to 20 May 2002)
  • Nicholas John Marchant

    IRN NJM01126

    • (1926)[FCA CF] Client dealing (7 Mar 2016 to 31 Jan 2022)
    • (1924)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (1925)CF23 Corporate Finance Adviser (27 Jun 2002 to 31 Oct 2007)
  • Nicholas John William Edwardson

    IRN NJE01025

    • (2130)CF30 Customer (1 Nov 2007 to 24 Oct 2008)
    • (2131)CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)
  • Nicholas Patrick Stephen Casey

    IRN NPC01052

    • (1314)CF21 Investment Adviser (12 Jan 2002 to 14 Feb 2003)
  • Nicholas Philip Hatch

    IRN NPH01022

    • (1319)CF30 Customer (1 Nov 2007 to 20 Sep 2010)
    • (1320)CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
  • Nicholas Roger Gold

    IRN NRG01025

    • (578)CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • (579)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Nicholas Taylor

    IRN NCT01032

    • (1950)CF30 Customer (1 Nov 2007 to 18 Aug 2009)
    • (1951)CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)
  • Nicholas William Armstrong

    IRN NXA56320

    • (2276)[FCA CF] Client dealing (1 Feb 2019 to 21 Apr 2020)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (326)[FCA CF] Client dealing

  2. controlled function added: (325)[FCA CF] Client dealing

  3. controlled function added: (324)[FCA CF] Client dealing

  4. controlled function added: (323)[FCA CF] Client dealing

  5. controlled function added: (322)[FCA CF] Client dealing

  6. controlled function added: (321)[FCA CF] Client dealing

  7. controlled function added: (320)[FCA CF] Manager of certification employee

  8. controlled function added: (319)[FCA CF] Client dealing

  9. controlled function added: (318)[FCA CF] Client dealing

  10. controlled function added: (317)[FCA CF] Manager of certification employee

Show more