Date authorised
1 April 2013
Companies House
OC324361
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 2.4, 2nd Floor
    ICE Building
    3, Exchange Quay
    Salford Quays
    Manchester
    M5 3ED
    UNITED KINGDOM
    Phone
    +441612422910
  • Complaints Contact

    Suite 2.4, 2nd Floor
    ICE Building
    3, Exchange Quay
    Salford Quays
    Manchester
    M5 3ED
    UNITED KINGDOM
    Phone
    +441612422910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Conall Noonan

    IRN CXN00255

    • CF30 Customer (28 Apr 2025 to 17 Jun 2025)
  • Cyrus Dylan Lloyd Williams

    IRN CXW74995

    • CF1 Director (AR) (since 3 Feb 2026)
    • CF30 Customer (since 3 Feb 2026)
  • Daniel James Muller

    IRN DJM01533

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2025)
    • CF1 Director (AR) (since 5 Sep 2025)
    • CF30 Customer (since 5 Sep 2025)
    • [FCA CF] Client dealing (since 5 Sep 2025)
  • Daniel John Finestein

    IRN DXF01158

    • SMF27 Partner (9 Dec 2019 to 22 Aug 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Jun 2007 to 31 Oct 2007)
    • CF4 Partner (6 Jun 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
  • David Furlong

    IRN DXF01310

    • CF30 Customer (5 Oct 2015 to 15 Jun 2017)
  • David Ian Moore

    IRN DIM01022

    • CF4 Partner (AR) (since 18 Jan 2021)
    • CF30 Customer (since 18 Jan 2021)
  • David Johannes Neuhoff

    IRN DXN00079

    • CF1 Director (AR) (15 Jun 2021 to 28 Nov 2022)
    • CF30 Customer (15 Jun 2021 to 28 Nov 2022)
  • David John Lloyd Edwards

    IRN DXE17250

    • CF1 Director (AR) (19 Jul 2019 to 15 May 2020)
  • David Spickett

    IRN DXS91947

    • CF30 Customer (14 Jun 2022 to 27 Jun 2024)
    • CF1 Director (AR) (14 Jun 2022 to 27 Jun 2024)
  • Dominic David Wood

    IRN DXW13668

    • CF30 Customer (5 Aug 2024 to 18 Nov 2024)
    • CF1 Director (AR) (5 Aug 2024 to 18 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.