Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • CF1 Director (AR) (since 5 Sep 2025)
    • CF30 Customer (since 5 Sep 2025)
    • [FCA CF] Client dealing (since 5 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2025)
    • (1)Employed By (since 5 Sep 2025)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Functions requiring qualifications (8 Jan 2025 to 12 Mar 2025)
    • [FCA CF] Client dealing (8 Jan 2025 to 12 Mar 2025)
  • Schroders Investment Portfolio Services Limited (no longer approved here)

    FRN 230690

    • [FCA CF] Manager of certification employee (9 Dec 2022 to 12 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2025)
    • CF30 Customer (21 May 2010 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (11 May 2007 to 24 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.