Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Infinity Asset Management LLP
FRN 464315
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- CF1 Director (AR) (since 5 Sep 2025)
- CF30 Customer (since 5 Sep 2025)
- [FCA CF] Client dealing (since 5 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 5 Sep 2025)
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Hawker Wealth Management Ltd
FRN 1039692
- (1)Employed By (since 5 Sep 2025)
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- [FCA CF] Functions requiring qualifications (8 Jan 2025 to 12 Mar 2025)
- [FCA CF] Client dealing (8 Jan 2025 to 12 Mar 2025)
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- [FCA CF] Manager of certification employee (9 Dec 2022 to 12 Mar 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2025)
- CF30 Customer (21 May 2010 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (11 May 2007 to 24 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.