Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • River Capital Management Limited (no longer approved here)

    FRN 180891

    • [FCA CF] Client dealing (1 Dec 2024 to 13 Nov 2025)
    • [FCA CF] Manager of certification employee (1 Dec 2024 to 13 Nov 2025)
  • Maven Capital Partners UK LLP (no longer approved here)

    FRN 495929

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2020)
    • CF30 Customer (26 Sep 2017 to 8 Dec 2019)
  • Infinity Asset Management LLP (no longer approved here)

    FRN 464315

    • CF30 Customer (5 Oct 2015 to 15 Jun 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (11 Oct 2013 to 11 Jul 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (11 Oct 2013 to 11 Jul 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 16 Aug 2013)
    • CF23 Corporate Finance Adviser (16 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.