Industrial and Commercial Bank of China Limited

• Principal Place of Business

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  https://www.icbc-uk.com

• Complaints Contact

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Xiangnan Meng

  IRN XXM01210

  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Xiao Lu

  IRN XXL01137

  • [FCA CF] Material risk taker (7 Mar 2016 to 31 Oct 2022)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2022)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Oct 2022)
  • [PRA CF] Managing a material risk taker (7 Mar 2016 to 13 Apr 2022)
  • [FCA CF] Significant management (7 Mar 2016 to 31 Oct 2022)
  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Xiaochang He

  IRN XXH01124

  • CF30 Customer (8 Sep 2014 to 1 Nov 2014)
• Xiaoliang Zhang

  IRN XXZ00029

  • SMF24 Chief Operations (since 22 Aug 2024)
• Xiaoxuan Zhuge

  IRN XXZ00013

  • [FCA CF] Client dealing (since 27 Apr 2021)
• Xu He

  IRN XXH01114

  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Xueying Wang

  IRN XXW00024

  • [FCA CF] Material risk taker (22 Jul 2024 to 11 Jan 2025)
• Yan Cong

  IRN YXC00128

  • [FCA CF] Material risk taker (since 14 Apr 2026)
• Yang Liu

  IRN YXL65633

  • [FCA CF] Significant management (since 13 Apr 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Nov 2018)
  • [FCA CF] Material risk taker (since 6 Nov 2018)
• Yanshan Jiang

  IRN YXJ00018

  • [FCA CF] Significant management (since 26 Jan 2024)
  • [FCA CF] Material risk taker (since 26 Jan 2024)

No changes recorded yet.