Industrial and Commercial Bank of China Limited

• Principal Place of Business

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  https://www.icbc-uk.com

• Complaints Contact

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ying Shi

  IRN YXS01288

  • SMF24 Chief Operations (29 Sep 2023 to 31 Jul 2024)
  • [FCA CF] Significant management (9 Sep 2019 to 31 Jul 2024)
  • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 31 Jul 2024)
  • [FCA CF] Manager of certification employee (9 Sep 2019 to 31 Jul 2024)
• Yong Yang

  IRN YXY65631

  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Sep 2020)
  • [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2020)
• Yong Zhang

  IRN YXZ00057

  • [FCA CF] Material risk taker (since 10 Oct 2023)
  • [FCA CF] Significant management (since 10 Oct 2023)
• Zhaoyi Feng

  IRN ZXF65630

  • [FCA CF] Client dealing (21 May 2018 to 31 Jul 2022)
• Zhenke Guo

  IRN ZXG00039

  • [FCA CF] Significant management (since 7 Jun 2024)
  • [FCA CF] Material risk taker (since 7 Jun 2024)
• Zhichen Xia

  IRN ZXX00007

  • [FCA CF] Client dealing (since 28 Mar 2022)

No changes recorded yet.