IMPERIAL INDEPENDENT MORTGAGE SERVICES LIMITED

• Principal Place of Business

  Imperial Financial

  4 Station Road

  Verwood

  Dorset

  BH31 7PU

  UNITED KINGDOM

  Phone

  +442381781545

  Web

  https://www.imperialfinancial.co.uk

• Complaints Contact

  Imperial Financial

  4 Station Road

  Verwood

  Dorset

  BH31 7PU

  UNITED KINGDOM

  Phone

  +442381781545

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Christopher Hooley

  IRN CXH00060

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 4 May 2020)
• Jacqueline Pike

  IRN JXP00221

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 4 May 2020)
• Paul Simon Haydon

  IRN PSH01093

  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 10 Oct 2022)
• Stacey Willoughby Hannington

  IRN SXW00222

  • [FCA CF] Functions requiring qualifications (4 May 2020 to 30 Sep 2022)
• Terence Lovett Wayman

  IRN TLW01025

  • [FCA CF] Functions requiring qualifications (22 Oct 2021 to 2 Oct 2023)
• Timothy James Wheatley

  IRN TJW00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2020)
  • SMF3 Executive Director (since 4 May 2020)
  • [FCA CF] Functions requiring qualifications (since 4 May 2020)
  • Responsibility for MCD Intermediation (since 4 May 2020)
  • Responsible for Insurance Distribution (since 4 May 2020)
  • SMF16 Compliance Oversight (since 4 May 2020)

No changes recorded yet.