Timothy James Wheatley

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IMPERIAL INDEPENDENT MORTGAGE SERVICES LIMITED

    FRN 844892

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 4 May 2020)
    • Responsible for Insurance Distribution (since 4 May 2020)
    • SMF16 Compliance Oversight (since 4 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2020)
    • SMF3 Executive Director (since 4 May 2020)
    • Responsibility for MCD Intermediation (since 4 May 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 May 2020)
    • CF1 Director (AR) (11 Feb 2016 to 4 May 2020)
    • CF30 Customer (15 Sep 2014 to 4 May 2020)
    • CF2 Non Executive Director (AR) (11 Aug 2010 to 8 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.