Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 5 Dec 2019)
    • Responsibility for MCD Intermediation (since 5 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Dec 2020)
    • CF10 Compliance Oversight (5 Dec 2019 to 8 Dec 2019)
    • CF1 Director (5 Dec 2019 to 8 Dec 2019)
  • IMPERIAL INDEPENDENT MORTGAGE SERVICES LIMITED (no longer approved here)

    FRN 844892

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 10 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

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