Date authorised
1 April 2013
Companies House
01190902
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011
  • Complaints Contact

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Robert Mackay

    IRN ARM01123

    • CF28 Systems and controls (9 Nov 2007 to 7 Aug 2012)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Sep 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Feb 2004)
    • CF1 Director (1 Dec 2001 to 7 Aug 2012)
  • Andrew Weddell

    IRN AXW01817

    • CF28 Systems and controls (9 Mar 2010 to 17 Jun 2011)
  • Andrew William Bole

    IRN AWB01089

    • CF28 Systems and controls (13 May 2011 to 6 Nov 2014)
    • CF14 Risk Assessment (12 Feb 2007 to 31 Oct 2007)
  • Andrew William Davison

    IRN AWD01068

    • CF30 Customer (24 Jan 2018 to 31 Aug 2018)
  • Anesha Gohil

    IRN AXG01965

    • CF30 Customer (23 Dec 2009 to 27 May 2011)
  • Angela Cheng

    IRN AXC01105

    • [FCA CF] Client dealing (23 Mar 2023 to 5 Jul 2024)
  • Angela Ngai

    IRN AXN00320

    • [FCA CF] Client dealing (since 2 Oct 2022)
  • Angelo James Rossetto

    IRN AJR01277

    • CF26 Customer Trading (18 Jan 2005 to 4 Oct 2006)
  • Angie Pan

    IRN AXP00980

    • [FCA CF] Client dealing (since 25 Apr 2024)
  • Ankita Sarawgi

    IRN AXS00767

    • [FCA CF] Algorithmic trading (9 Dec 2019 to 31 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.