Date authorised
1 April 2013
Companies House
01190902
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011
  • Complaints Contact

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joe Hawes

    IRN JXH01965

    • CF26 Customer Trading (20 Sep 2005 to 14 Nov 2005)
  • Johan Wiese

    IRN JXW00797

    • [FCA CF] CASS oversight function (2 Oct 2022 to 25 Jun 2025)
  • Johannes Hendrik Bruwer

    IRN JXB03883

    • [FCA CF] Client dealing (since 16 Jun 2023)
  • John Adrian Fullick

    IRN JAF01072

    • CF11 Money Laundering Reporting (30 Sep 2002 to 28 Jul 2003)
    • CF21 Investment Adviser (14 Mar 2002 to 24 Feb 2003)
  • John Brassel

    IRN JFB01107

    • [FCA CF] Client dealing (9 Dec 2019 to 30 May 2022)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 30 May 2022)
    • CF30 Customer (27 Jan 2016 to 8 Dec 2019)
  • John Gordon

    IRN JXG01265

    • CF30 Customer (1 Nov 2007 to 3 Mar 2011)
    • CF26 Customer Trading (27 Feb 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2003)
  • John McSherry

    IRN JXM03117

    • CF30 Customer (5 Nov 2012 to 30 Sep 2016)
  • John Philip Austin

    IRN JPA01027

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Jul 2020)
    • CF29 Significant management (4 Sep 2017 to 8 Dec 2019)
    • CF26 Customer Trading (27 Feb 2003 to 28 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2003)
  • John Stuart Wheeler

    IRN JSW01064

    • CF2 Non Executive Director (6 Feb 2003 to 5 Sep 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Feb 2003)
    • CF27 Investment Management (1 Dec 2001 to 12 Mar 2002)
    • CF1 Director (1 Dec 2001 to 6 Feb 2003)
  • Johnny Franklin

    IRN JXF00529

    • [FCA CF] Client dealing (14 Mar 2023 to 18 Aug 2023)
    • [FCA CF] Algorithmic trading (14 Mar 2023 to 18 Aug 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.