John Adrian Fullick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Significant management (27 Jan 2021 to 19 Nov 2021)
    • [FCA CF] Material risk taker (27 Jan 2021 to 19 Nov 2021)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (27 Jan 2021 to 19 Nov 2021)
    • [FCA CF] Significant management (27 Jan 2021 to 19 Nov 2021)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • [FCA CF] Significant management (27 Jan 2021 to 19 Nov 2021)
    • [FCA CF] Material risk taker (27 Jan 2021 to 19 Nov 2021)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF11 Money Laundering Reporting (30 Sep 2002 to 28 Jul 2003)
    • CF21 Investment Adviser (14 Mar 2002 to 24 Feb 2003)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF11 Money Laundering Reporting (30 Sep 2002 to 28 Jul 2003)
    • CF21 Investment Adviser (14 Mar 2002 to 24 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.