Date authorised
1 April 2013
Companies House
04663024
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Thomas More Square
    London
    E1W 1YN
    UNITED KINGDOM
    Phone
    +442073755002
  • Complaints Contact

    1 Thomas More Square
    London
    E1W 1YN
    UNITED KINGDOM
    Phone
    +4402073755180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gurudutta Mishra

    IRN GXM01788

    • CF30 Customer (24 Mar 2009 to 30 Apr 2010)
  • Himanshu Singh

    IRN HXS00617

    • [FCA CF] Material risk taker (since 8 Dec 2025)
  • Hiren Rawal

    IRN HXR01127

    • CF21 Investment Adviser (21 Aug 2006 to 24 Aug 2007)
  • Hitesh Sethia

    IRN HXS01655

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 21 Aug 2016)
    • CF29 Significant management (14 May 2013 to 6 Mar 2016)
  • Jagriti Kumar

    IRN JXK01423

    • CF22 Investment Adviser (Trainee) (25 Jul 2006 to 13 Mar 2007)
  • James Stephen Dolby

    IRN JSD00047

    • CF30 Customer (12 Nov 2007 to 2 Jul 2014)
  • Jigar Rambhiya

    IRN JXR01658

    • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
    • CF22 Investment Adviser (Trainee) (24 Nov 2006 to 31 Oct 2007)
  • John Warwick Burbidge

    IRN JWB01103

    • SMF11 Chair of the Audit Committee (5 May 2017 to 13 May 2022)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 5 May 2017)
    • CF2 Non Executive Director (6 Mar 2012 to 6 Mar 2016)
  • Jonathan Britton

    IRN JXB01602

    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 8 May 2017)
    • CF2 Non Executive Director (20 Sep 2011 to 6 Mar 2016)
  • Joshi Sanket

    IRN JXS02308

    • CF30 Customer (16 May 2008 to 29 Jan 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.