ICICI Bank UK Plc

• Principal Place of Business

  1 Thomas More Square

  London

  E1W 1YN

  UNITED KINGDOM

  Phone

  +442073755002

  Web

  http://www.icicibank.co.uk

• Complaints Contact

  1 Thomas More Square

  London

  E1W 1YN

  UNITED KINGDOM

  Phone

  +4402073755180

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Julie Glass

  IRN JXG01328

  • CF10 Compliance Oversight (2 Oct 2006 to 1 Dec 2006)
  • CF11 Money Laundering Reporting (2 Oct 2006 to 1 Dec 2006)
• Kanishka Jairaj Phatak

  IRN KJP01071

  • CF30 Customer (1 Nov 2007 to 9 Apr 2009)
  • CF22 Investment Adviser (Trainee) (14 May 2007 to 31 Oct 2007)
• Kaushik Pattani

  IRN KXP74665

  • [FCA CF] Material risk taker (since 7 Mar 2016)
• Kaustav Bandyopadhyay

  IRN KXB00557

  • [FCA CF] Material risk taker (since 2 Nov 2023)
  • [FCA CF] Significant management (since 2 Nov 2023)
  • [FCA CF] Manager of certification employee (since 2 Nov 2023)
• Keith Williams

  IRN KXW01319

  • CF14 Risk Assessment (27 Sep 2005 to 31 Aug 2006)
• Keshav Khanna

  IRN KXK01249

  • CF21 Investment Adviser (11 Aug 2005 to 17 Jul 2006)
• Keval Mukesh Rawal

  IRN KMR01077

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (23 Jun 2015 to 6 Mar 2016)
• Kishor Parulekar

  IRN KXP01384

  • CF30 Customer (26 Apr 2011 to 31 Jul 2013)
• Kulwinder Singh Talwar

  IRN KST01016

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Mar 2023 to 9 Aug 2024)
  • SMF16 Compliance Oversight (16 Mar 2023 to 9 Aug 2024)
  • CF11 Money Laundering Reporting (26 Jan 2007 to 6 Mar 2016)
  • CF10 Compliance Oversight (26 Jan 2007 to 6 Mar 2016)
• Kunal Raghunath Waradkar

  IRN KXW00361

  • [FCA CF] Client dealing (since 31 Jul 2023)

No changes recorded yet.