ICG Alternative Investment Limited

Date authorised
10 April 2014
Companies House
08547260
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    ICG Plc
    Procession House
    55 Ludgate Hill
    London
    City Of London
    EC4M 7JW
    UNITED KINGDOM
    Phone
    +4402035452000
  • Complaints Contact

    Procession House
    55 Ludgate Hill
    London
    EC4M 7JW
    UNITED KINGDOM
    Phone
    +4402035452000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Escamillo Lin

    IRN EXL00068

    • [FCA CF] Client dealing (since 23 Jan 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Esther Nass-Fetzmann

    IRN EXN00090

    • [FCA CF] Client dealing (since 17 May 2024)
  • Francesco Girino

    IRN FXG01042

    • [FCA CF] Client dealing (since 9 Sep 2022)
  • Gabi Rachel Cohen

    IRN GXC02089

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Feb 2023)
  • Gareth James Knight

    IRN GJK01061

    • [FCA CF] Client dealing (since 23 Jan 2024)
    • [FCA CF] Manager of certification employee (since 23 Jan 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2024)
    • CF30 Customer (14 Sep 2018 to 8 Dec 2019)
  • Garland Georg Hansmann

    IRN GGH01011

    • CF30 Customer (10 Apr 2014 to 1 Dec 2014)
  • Gideon Zachary Summerscale

    IRN GZS01002

    • SMF3 Executive Director (16 Mar 2020 to 1 Feb 2023)
    • CF29 Significant management (22 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (22 Jul 2016 to 8 Dec 2019)
  • Graeme Simon Troll

    IRN GST01010

    • [FCA CF] Client dealing (23 Jan 2024 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
    • CF30 Customer (29 May 2015 to 8 Dec 2019)
  • Greg Fendler

    IRN GXF00082

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Gregory Minson

    IRN GXM41141

    • [FCA CF] Client dealing (since 7 Aug 2024)
    • [FCA CF] Significant management (since 22 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.