Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICG MANAGER LIMITED (no longer approved here)

    FRN 189955

    • SMF3 Executive Director (16 Mar 2020 to 1 Feb 2023)
    • CF29 Significant management (22 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (22 Jul 2016 to 8 Dec 2019)
  • ICG Alternative Investment Limited (no longer approved here)

    FRN 606186

    • SMF3 Executive Director (16 Mar 2020 to 1 Feb 2023)
    • CF29 Significant management (22 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (22 Jul 2016 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • CF29 Significant management (30 Jan 2012 to 8 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.