ICG Alternative Investment Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
ICG PlcProcession House55 Ludgate HillLondonCity Of LondonEC4M 7JWUNITED KINGDOM- Phone
- +4402035452000
-
Complaints Contact
Procession House55 Ludgate HillLondonEC4M 7JWUNITED KINGDOM- Phone
- +4402035452000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Runs Investment Funds
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Private Investment Funds
-
Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Daniel Gideon Erez
IRN DXE00108
- [FCA CF] Significant management (4 Jun 2021 to 12 Jul 2022)
-
Daniel John Ellis
IRN DXE00109
- [FCA CF] Client dealing (4 Jun 2021 to 12 May 2023)
-
David Deutsch
IRN DXD00158
- [FCA CF] Client dealing (since 23 Jan 2024)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2024)
-
David Ian Ford
IRN DIF01018
- CF30 Customer (10 Apr 2014 to 31 Dec 2017)
-
David Ian Hunter
IRN DIH01022
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
-
David Lomer
IRN DXL01394
- [FCA CF] Client dealing (23 Jan 2024 to 18 Aug 2025)
- [FCA CF] Material risk taker (26 Sep 2022 to 18 Aug 2025)
- [FCA CF] Significant management (26 Sep 2022 to 18 Aug 2025)
-
David Michael Bicarregui
IRN DMB01194
- SMF3 Executive Director (since 20 Jul 2023)
-
David Richardson
IRN DXR00606
- [FCA CF] Significant management (since 1 Sep 2025)
- [FCA CF] Client dealing (since 1 Sep 2025)
-
David Robert Thomas Mortimer
IRN DXM00397
- [FCA CF] Client dealing (since 23 Jan 2024)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
-
David Saitowitz
IRN DXS01028
- [FCA CF] Manager of certification employee (since 23 Jul 2025)
- [FCA CF] Client dealing (since 12 Aug 2024)
- [FCA CF] Significant management (since 12 Aug 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.