Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (6 Jul 2023 to 30 Sep 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2025)
- CF2 Non Executive Director (26 Sep 2019 to 8 Dec 2019)
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- CF30 Customer (10 Apr 2014 to 31 Dec 2017)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2017)
- CF27 Investment Management (24 Jul 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Jul 2005 to 30 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.