David Lomer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICG Alternative Investment Limited (no longer approved here)

    FRN 606186

    • [FCA CF] Client dealing (23 Jan 2024 to 18 Aug 2025)
    • [FCA CF] Significant management (26 Sep 2022 to 18 Aug 2025)
    • [FCA CF] Material risk taker (26 Sep 2022 to 18 Aug 2025)
  • ICG MANAGER LIMITED (no longer approved here)

    FRN 189955

    • [FCA CF] Client dealing (19 Jan 2024 to 18 Aug 2025)
    • [FCA CF] Material risk taker (26 Sep 2022 to 18 Aug 2025)
    • [FCA CF] Significant management (26 Sep 2022 to 18 Aug 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (16 Jul 2018 to 17 Jun 2022)
    • [FCA CF] Material risk taker (17 May 2017 to 17 Jun 2022)
    • [FCA CF] Manager of certification employee (21 Apr 2017 to 10 Jun 2022)
    • [FCA CF] Client dealing (19 Dec 2016 to 17 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.