ICG Alternative Investment Limited

Date authorised
10 April 2014
Companies House
08547260
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    ICG Plc
    Procession House
    55 Ludgate Hill
    London
    City Of London
    EC4M 7JW
    UNITED KINGDOM
    Phone
    +4402035452000
  • Complaints Contact

    Procession House
    55 Ludgate Hill
    London
    EC4M 7JW
    UNITED KINGDOM
    Phone
    +4402035452000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ricardo Vicente Lombardi

    IRN RVL01008

    • SMF3 Executive Director (since 24 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 19 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Oct 2022)
  • Richard Young

    IRN RXY11646

    • [FCA CF] Client dealing (since 4 Nov 2025)
  • Robert Alexander Campbell

    IRN RXC00721

    • [FCA CF] Manager of certification employee (since 30 Jun 2025)
    • [FCA CF] Client dealing (since 9 Feb 2024)
    • [FCA CF] Significant management (since 9 Feb 2024)
    • [FCA CF] Material risk taker (since 9 Feb 2024)
  • Robert Charles Reynolds

    IRN RCR01067

    • [FCA CF] Client dealing (9 Sep 2022 to 4 Apr 2025)
  • Robert Gordon Faulkner

    IRN RGF01053

    • SMF3 Executive Director (since 14 Mar 2023)
    • [FCA CF] Material risk taker (5 Jul 2021 to 14 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 14 Mar 2023)
    • [FCA CF] Significant management (1 Jun 2020 to 14 Mar 2023)
  • Robin Molvin

    IRN RXM00460

    • [FCA CF] Client dealing (since 30 Jan 2024)
    • [FCA CF] Significant management (since 20 May 2021)
  • Roger James Thomson

    IRN RXT00175

    • [FCA CF] Material risk taker (since 30 Jan 2024)
    • [FCA CF] Significant management (21 Apr 2021 to 6 Feb 2024)
  • Rolf Peter Adrianus Nuijens

    IRN RPN01014

    • CF30 Customer (10 Apr 2014 to 30 Apr 2015)
  • Ron Igdaloff Attar

    IRN RXA00147

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Feb 2024)
  • Rosine Vitman

    IRN RXV00033

    • [FCA CF] Material risk taker (since 1 Dec 2025)
    • [FCA CF] Manager of certification employee (since 30 Jan 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.