ICG Alternative Investment Limited

• Principal Place of Business

  ICG Plc

  Procession House

  55 Ludgate Hill

  London

  City Of London

  EC4M 7JW

  UNITED KINGDOM

  Phone

  +4402035452000

  Web

  https://www.icgam.com

• Complaints Contact

  Procession House

  55 Ludgate Hill

  London

  EC4M 7JW

  UNITED KINGDOM

  Phone

  +4402035452000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ryan Andrew Croteau

  IRN RXC00633

  • [FCA CF] Client dealing (since 2 May 2023)
• Ryan Levitt

  IRN RXL00395

  • [FCA CF] Significant management (since 13 Mar 2024)
  • [FCA CF] Client dealing (since 13 Mar 2024)
• Ryan Shelswell

  IRN RXS00356

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
• Salvatore Gentile

  IRN SXG00256

  • [FCA CF] Client dealing (since 30 Jan 2024)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Sarah Faulkner

  IRN SLF01038

  • [FCA CF] Manager of certification employee (since 31 Oct 2023)
  • [FCA CF] Significant management (since 31 Oct 2023)
  • [FCA CF] Material risk taker (since 31 Oct 2023)
• Sean Graeme Macdonald

  IRN SGM01055

  • [FCA CF] Client dealing (since 30 Jan 2024)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jan 2024)
  • CF30 Customer (15 Dec 2017 to 8 Dec 2019)
• Seth Katzenstein

  IRN SXK00247

  • [FCA CF] Significant management (9 Dec 2019 to 6 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jan 2023)
• Simon James Edward Roddis

  IRN SJR01125

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jan 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 6 Jan 2023)
• Simon Nicholas Tate

  IRN SNT01016

  • [FCA CF] Significant management (since 12 Sep 2023)
  • [FCA CF] Client dealing (since 12 Sep 2023)
• Simon Peatfield

  IRN SDP01089

  • CF30 Customer (10 Apr 2014 to 22 Sep 2015)

No changes recorded yet.