Sarah Faulkner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICG MANAGER LIMITED

    FRN 189955

    • [FCA CF] Manager of certification employee (since 31 Oct 2023)
    • [FCA CF] Material risk taker (since 31 Oct 2023)
    • [FCA CF] Significant management (since 31 Oct 2023)
  • ICG Alternative Investment Limited

    FRN 606186

    • [FCA CF] Material risk taker (since 31 Oct 2023)
    • [FCA CF] Manager of certification employee (since 31 Oct 2023)
    • [FCA CF] Significant management (since 31 Oct 2023)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Material risk taker (1 Jan 2023 to 7 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2023 to 7 Oct 2023)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • SMF19 Head of Overseas Branch/Head of Overseas (5 Aug 2019 to 13 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jun 2019 to 5 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.