ICG Alternative Investment Limited

• Principal Place of Business

  ICG Plc

  Procession House

  55 Ludgate Hill

  London

  City Of London

  EC4M 7JW

  UNITED KINGDOM

  Phone

  +4402035452000

  Web

  https://www.icgam.com

• Complaints Contact

  Procession House

  55 Ludgate Hill

  London

  EC4M 7JW

  UNITED KINGDOM

  Phone

  +4402035452000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Joel Franz Curtis

  IRN MJC01281

  • CF30 Customer (31 Mar 2016 to 31 Oct 2017)
• Michelle Monica De Angelis

  IRN MMD01012

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 27 Mar 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 27 Mar 2022)
• Nicholas Gladstone Brooks

  IRN NXB00182

  • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
• Nicholas James Tebbutt

  IRN NXT00125

  • [FCA CF] Significant management (3 Nov 2021 to 1 Dec 2023)
• Nicholas John Edward Black

  IRN NXB00183

  • [FCA CF] Client dealing (since 23 Jan 2024)
  • [FCA CF] Significant management (13 Jan 2020 to 23 Jan 2024)
• Nikolai James Hartley

  IRN NJH01209

  • [FCA CF] Significant management (since 23 Jan 2024)
  • [FCA CF] Manager of certification employee (since 23 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
• Oliver Kurt Gardey

  IRN OXG01016

  • SMF3 Executive Director (since 20 Oct 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Oct 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Oct 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 19 Oct 2022)
• Olivier Didier Golder

  IRN ODG01001

  • [FCA CF] Client dealing (since 12 Apr 2024)
• Pascal Borello

  IRN PXB00390

  • [FCA CF] Manager of certification employee (14 Sep 2021 to 15 Dec 2023)
• Paul King

  IRN PXK00148

  • [FCA CF] Significant management (9 Dec 2019 to 11 Nov 2022)

No changes recorded yet.