Nikolai James Hartley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICG MANAGER LIMITED

    FRN 189955

    • [FCA CF] Manager of certification employee (since 23 Jan 2024)
    • [FCA CF] Significant management (since 23 Jan 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • ICG Alternative Investment Limited

    FRN 606186

    • [FCA CF] Significant management (since 23 Jan 2024)
    • [FCA CF] Manager of certification employee (since 23 Jan 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (24 Jan 2017 to 15 Mar 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (19 Oct 2013 to 4 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.