Michael Joel Franz Curtis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FMR Investment Management (UK) Limited
FRN 476031
- [FCA CF] Client dealing (since 3 Feb 2025)
FIL Investments International (no longer approved here)
FRN 122170
- [FCA CF] Manager of certification employee (1 Mar 2021 to 31 Jan 2025)
- [FCA CF] Significant management (1 Mar 2021 to 31 Jan 2025)
- [FCA CF] Client dealing (1 Mar 2021 to 31 Jan 2025)
ICG MANAGER LIMITED (no longer approved here)
FRN 189955
- CF30 Customer (31 Mar 2016 to 31 Oct 2017)
ICG Alternative Investment Limited (no longer approved here)
FRN 606186
- CF30 Customer (31 Mar 2016 to 31 Oct 2017)
Investcorp Credit Management EU Limited (no longer approved here)
FRN 446483
- CF30 Customer (10 Jan 2014 to 4 Sep 2015)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF23 Corporate Finance Adviser (10 Nov 2003 to 20 Jan 2004)
- CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.