ICG Alternative Investment Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
ICG PlcProcession House55 Ludgate HillLondonCity Of LondonEC4M 7JWUNITED KINGDOM- Phone
- +4402035452000
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Complaints Contact
Procession House55 Ludgate HillLondonEC4M 7JWUNITED KINGDOM- Phone
- +4402035452000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Marwan Farag
IRN MXF00304
- [FCA CF] Manager of certification employee (since 23 Jan 2024)
- [FCA CF] Client dealing (since 11 Feb 2022)
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Mathieu Vigier
IRN MXV00062
- SMF3 Executive Director (since 10 Mar 2023)
- [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Mar 2023)
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Matthew Alexander Main
IRN MAM01333
- [FCA CF] Client dealing (since 23 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 23 Jan 2024)
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Matthew Kearney
IRN MXK00565
- [FCA CF] Client dealing (13 Sep 2022 to 29 Sep 2023)
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Matthew Turner
IRN MXT00190
- [FCA CF] Client dealing (since 23 Jan 2024)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jan 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2024)
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Max Anthony Mitchell
IRN MAM01141
- [FCA CF] Significant management (17 Jan 2022 to 24 Feb 2025)
- SMF3 Executive Director (25 Mar 2020 to 13 Jan 2022)
- CF30 Customer (10 Apr 2014 to 8 Dec 2019)
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Michael Andre Bowman
IRN MXB01300
- [FCA CF] Client dealing (since 9 Feb 2024)
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Michael Biereth
IRN MXB00474
- [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2022)
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Michael Di Mare
IRN MXD00754
- [FCA CF] Client dealing (since 9 Feb 2024)
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Michael Frazier Thompson
IRN MFT01009
- [FCA CF] Significant management (11 Jan 2021 to 30 Nov 2021)
- [FCA CF] Manager of certification employee (11 Jan 2021 to 30 Nov 2021)
- [FCA CF] Client dealing (11 Jan 2021 to 30 Nov 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.