Michael Frazier Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • [FCA CF] Manager of certification employee (10 May 2022 to 15 May 2024)
    • [FCA CF] Client dealing (10 May 2022 to 5 Jan 2026)
  • ICG MANAGER LIMITED (no longer approved here)

    FRN 189955

    • [FCA CF] Significant management (11 Jan 2021 to 30 Nov 2021)
    • [FCA CF] Client dealing (11 Jan 2021 to 30 Nov 2021)
    • [FCA CF] Manager of certification employee (11 Jan 2021 to 30 Nov 2021)
  • ICG Alternative Investment Limited (no longer approved here)

    FRN 606186

    • [FCA CF] Significant management (11 Jan 2021 to 30 Nov 2021)
    • [FCA CF] Client dealing (11 Jan 2021 to 30 Nov 2021)
    • [FCA CF] Manager of certification employee (11 Jan 2021 to 30 Nov 2021)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (1 Nov 2007 to 17 Sep 2010)
    • CF21 Investment Adviser (9 Mar 2006 to 31 Oct 2007)
  • Western Asset Management Company Limited (no longer approved here)

    FRN 145930

    • CF21 Investment Adviser (5 Sep 2003 to 10 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.