ICG Alternative Investment Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
ICG PlcProcession House55 Ludgate HillLondonCity Of LondonEC4M 7JWUNITED KINGDOM- Phone
- +4402035452000
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Complaints Contact
Procession House55 Ludgate HillLondonEC4M 7JWUNITED KINGDOM- Phone
- +4402035452000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lisa Anne Bowley
IRN LAB01160
- [FCA CF] Significant management (9 Dec 2019 to 16 Dec 2022)
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Liza Lee
IRN LXL00179
- [FCA CF] Material risk taker (since 23 Jan 2024)
- [FCA CF] Client dealing (since 23 Jan 2024)
- [FCA CF] Significant management (since 21 Jun 2022)
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Lorenzo Agostinelli
IRN LXA01144
- [FCA CF] Manager of certification employee (since 4 Apr 2025)
- [FCA CF] Significant management (since 4 Apr 2025)
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Louis Colosimo
IRN LXC00176
- [FCA CF] Client dealing (since 9 Dec 2019)
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Louis Dawant
IRN LXD00444
- [FCA CF] Client dealing (since 4 Aug 2025)
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Louise Dooly
IRN LXD00118
- [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
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Luigi Bartone
IRN LXB01915
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 19 Jan 2024)
- CF30 Customer (9 Sep 2016 to 8 Dec 2019)
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Luke Schlafly
IRN LXS00851
- [FCA CF] Client dealing (since 24 Mar 2026)
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Malcolm James White
IRN MJW01223
- [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2025)
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Martin Robert Wheeler
IRN MRW01168
- [FCA CF] Client dealing (23 Jan 2024 to 25 Mar 2025)
- [FCA CF] Significant management (23 May 2022 to 25 Mar 2025)
- [FCA CF] Manager of certification employee (23 May 2022 to 23 Jan 2024)
- [FCA CF] Material risk taker (23 May 2022 to 23 Jan 2024)
- SMF3 Executive Director (25 Mar 2020 to 23 May 2022)
- CF30 Customer (29 May 2015 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.