Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
NINETY ONE UK LIMITED
FRN 122420
- [FCA CF] Material risk taker (since 25 Apr 2023)
- SMF4 Chief Risk (since 21 Mar 2023)
-
- [FCA CF] Significant management (9 Dec 2019 to 16 Dec 2022)
-
- [FCA CF] Significant management (9 Dec 2019 to 16 Dec 2022)
-
- SMF4 Chief Risk (10 Dec 2018 to 22 Mar 2019)
- SIMF4 Chief Risk Function (8 Dec 2017 to 9 Dec 2018)
-
- CF1 Director (8 Dec 2017 to 22 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.