ICG Alternative Investment Limited

• Principal Place of Business

  ICG Plc

  Procession House

  55 Ludgate Hill

  London

  City Of London

  EC4M 7JW

  UNITED KINGDOM

  Phone

  +4402035452000

  Web

  https://www.icgam.com

• Complaints Contact

  Procession House

  55 Ludgate Hill

  London

  EC4M 7JW

  UNITED KINGDOM

  Phone

  +4402035452000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kane Bayliss

  IRN KVB01008

  • CF30 Customer (1 Feb 2016 to 3 Jul 2019)
• Katherine Malcolm

  IRN KXM02343

  • [FCA CF] Material risk taker (23 Jan 2024 to 7 Aug 2024)
  • [FCA CF] Manager of certification employee (23 Jan 2024 to 7 Aug 2024)
  • [FCA CF] Significant management (3 Feb 2020 to 23 Jan 2024)
• Kevin Michael Crowley

  IRN KXC00139

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
• Kevin Peter Cooper

  IRN KPC01032

  • [FCA CF] Manager of certification employee (23 May 2022 to 23 Jan 2024)
  • [FCA CF] Significant management (23 May 2022 to 30 Sep 2024)
  • [FCA CF] Material risk taker (23 May 2022 to 23 Jan 2024)
  • SMF3 Executive Director (25 Mar 2020 to 23 May 2022)
  • CF30 Customer (29 May 2015 to 8 Dec 2019)
• Krysto Archibald Milan Nikolic

  IRN KAN01022

  • SMF3 Executive Director (since 13 Apr 2022)
• Lauren Korosec

  IRN LXK00209

  • [FCA CF] Client dealing (since 13 Feb 2024)
• Lee Malcolm Lambard

  IRN LXL00095

  • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
• Leendert Pieter Houtekamer

  IRN LPH01010

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
• Liam Fields

  IRN LXF01386

  • [FCA CF] Significant management (since 23 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Jun 2017 to 8 Dec 2019)
• Lionel René Laurant

  IRN LRL01006

  • [FCA CF] Client dealing (23 Jan 2024 to 30 Apr 2025)
  • [FCA CF] Material risk taker (5 Jul 2021 to 23 Jan 2024)
  • [FCA CF] Significant management (11 Jan 2021 to 30 Apr 2025)

No changes recorded yet.