ICBC (London) plc

• Principal Place of Business

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  http://www.icbclondon.com

• Complaints Contact

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073989574

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Xiaoliang Zhang

  IRN XXZ00029

  • SMF24 Chief Operations (since 22 Aug 2024)
• Xiaolong Cao

  IRN XXC01213

  • CF30 Customer (18 Nov 2011 to 5 Nov 2012)
• Xiaoxuan Zhuge

  IRN XXZ00013

  • [FCA CF] Client dealing (since 27 Apr 2021)
• Xu He

  IRN XXH01114

  • CF30 Customer (3 Jun 2013 to 6 Mar 2016)
• Xueying Wang

  IRN XXW00024

  • [FCA CF] Material risk taker (22 Jul 2024 to 11 Dec 2024)
• Yan Cong

  IRN YXC00128

  • [FCA CF] Material risk taker (since 14 Apr 2026)
• Yang Liu

  IRN YXL65633

  • [FCA CF] Significant management (since 13 Apr 2022)
  • [FCA CF] Material risk taker (since 6 Nov 2018)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Nov 2018)
• Yanming Sun

  IRN YXS01185

  • CF30 Customer (18 Nov 2011 to 5 Nov 2012)
• Yanshan Jiang

  IRN YXJ00018

  • [FCA CF] Significant management (since 26 Jan 2024)
  • [FCA CF] Material risk taker (since 26 Jan 2024)
• Ying Shi

  IRN YXS01288

  • SMF24 Chief Operations (29 Sep 2023 to 31 Jul 2024)
  • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 31 Jul 2024)
  • [FCA CF] Manager of certification employee (9 Sep 2019 to 31 Jul 2024)
  • [FCA CF] Material risk taker (7 Mar 2016 to 31 Jul 2024)
  • [FCA CF] Significant management (7 Mar 2016 to 31 Jul 2024)

No changes recorded yet.