Date authorised
1 April 2013
Companies House
04552753
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    81 King William St
    London
    EC4N 7BG
    UNITED KINGDOM
    Phone
    +4402073978888
  • Complaints Contact

    81 King William St
    London
    EC4N 7BG
    UNITED KINGDOM
    Phone
    +4402073989574

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yong Yang

    IRN YXY65631

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Sep 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2020)
  • Yong Zhang

    IRN YXZ00057

    • [FCA CF] Material risk taker (since 10 Oct 2023)
    • [FCA CF] Significant management (since 10 Oct 2023)
  • Zhaoyi Feng

    IRN ZXF65630

    • [FCA CF] Client dealing (21 May 2018 to 3 Jul 2022)
  • Zhenke Guo

    IRN ZXG00039

    • [FCA CF] Material risk taker (since 7 Jun 2024)
    • [FCA CF] Significant management (since 7 Jun 2024)
  • Zhichao Han

    IRN ZXH01080

    • CF30 Customer (18 Nov 2011 to 25 Jan 2012)
  • Zhichen Xia

    IRN ZXX00007

    • [FCA CF] Client dealing (since 28 Mar 2022)
  • Zhiping Tian

    IRN ZXT01021

    • CF1 Director (25 Feb 2013 to 28 Oct 2013)
    • CF3 Chief Executive (25 Feb 2013 to 28 Oct 2013)
    • Responsible for Insurance Mediation (25 Feb 2013 to 28 Oct 2013)

Recent activity

Updates to this firm's record on the FCA register.

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