ICBC (London) plc

• Principal Place of Business

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  http://www.icbclondon.com

• Complaints Contact

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073989574

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Tao Peng

  IRN TXP65623

  • [FCA CF] Client dealing (since 17 Sep 2018)
  • [FCA CF] Manager of certification employee (since 17 Sep 2018)
• Tiancheng Peng

  IRN TXP00423

  • [FCA CF] Client dealing (since 26 Mar 2026)
• Tong Zhao

  IRN TXZ65628

  • [FCA CF] Client dealing (9 May 2017 to 29 Mar 2026)
• Trudy Mariner

  IRN TXM00129

  • [FCA CF] Material risk taker (since 28 Dec 2020)
  • [FCA CF] Significant management (since 28 Dec 2020)
• Wei Wu

  IRN WXW00061

  • [FCA CF] Client dealing (9 Aug 2021 to 20 Jun 2025)
• Wei Yu

  IRN WXY01028

  • CF30 Customer (13 Aug 2014 to 6 Mar 2016)
• Weiwu Zhang

  IRN WXZ00007

  • SMF9 Chair of the Governing Body (since 30 Sep 2021)
• Xiangnan Meng

  IRN XXM01210

  • CF30 Customer (13 Aug 2014 to 6 Mar 2016)
• Xiao Lu

  IRN XXL01137

  • [PRA CF] Managing a material risk taker (7 Mar 2016 to 13 Apr 2022)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Oct 2022)
  • [FCA CF] Significant management (7 Mar 2016 to 31 Oct 2022)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2022)
  • [FCA CF] Material risk taker (7 Mar 2016 to 31 Oct 2022)
  • CF30 Customer (9 Jun 2014 to 6 Mar 2016)
• Xiaochang He

  IRN XXH01124

  • CF30 Customer (18 Aug 2014 to 1 Nov 2014)

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