ICAP Global Derivatives Limited

• Principal Place of Business

  TP ICAP

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +442070005000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Gerard Caplen

  IRN SGC01071

  • CF3 Chief Executive (12 Jul 2010 to 5 Feb 2013)
  • CF1 Director (30 Apr 2008 to 17 Apr 2015)
• Steven Arthur Woolley

  IRN SAW01145

  • CF11 Money Laundering Reporting (25 Sep 2007 to 30 Jan 2013)
  • CF10 Compliance Oversight (25 Sep 2007 to 23 Feb 2011)
• Steven Minkey

  IRN SXM03029

  • CF30 Customer (17 Feb 2014 to 13 Feb 2015)
• Stewart Charles Cooper

  IRN SCC01045

  • CF21 Investment Adviser (15 Aug 2002 to 1 Feb 2007)
• Susan Maple

  IRN SXM03902

  • [FCA CF] Material risk taker (since 10 Mar 2021)
• TEDDY JAMES LE COMPTE

  IRN TJL01105

  • CF30 Customer (20 Feb 2014 to 26 Nov 2014)
• THOMAS JAMES BROADBRIDGE

  IRN TJB01212

  • CF30 Customer (15 Feb 2014 to 26 Nov 2014)
• THOMAS STEPHEN CARTER

  IRN TSC01035

  • CF30 Customer (21 Feb 2014 to 26 Nov 2014)
• Terry Victory

  IRN TXV01039

  • CF30 Customer (17 Feb 2014 to 13 Feb 2015)
• Thierry Cambray

  IRN TMC01077

  • CF30 Customer (18 Feb 2014 to 26 Nov 2014)

No changes recorded yet.