ICAP Global Derivatives Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
TP ICAP135 BishopsgateLondonEC2M 3TPUNITED KINGDOM- Phone
- +442070005000
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Complaints Contact
135 BishopsgateLondonEC2M 3TPUNITED KINGDOM- Phone
- +4402072007000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trading Platform
For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Thomas Edwards
IRN TXE00049
- [FCA CF] Material risk taker (31 Mar 2021 to 13 Jul 2021)
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Thomas Michael Juterbock
IRN TMJ01013
- CF1 Director (1 Dec 2001 to 6 May 2003)
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Timothy John Cook
IRN TJC01178
- CF30 Customer (11 Mar 2013 to 20 Mar 2014)
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Tin Yun Lau
IRN TXL00108
- [FCA CF] Material risk taker (31 Mar 2021 to 6 Sep 2022)
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Tracie Uddin
IRN TNU01000
- CF30 Customer (19 Feb 2014 to 26 Nov 2014)
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Will Ferguson
IRN WDF01013
- [FCA CF] Manager of certification employee (since 11 Sep 2024)
- [FCA CF] Material risk taker (since 10 Mar 2021)
- [FCA CF] Proprietary trader (10 Mar 2021 to 11 Mar 2021)
- CF30 Customer (20 Feb 2014 to 26 Nov 2014)
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William Hinkle
IRN WXH01060
- CF1 Director (1 Dec 2001 to 16 Apr 2004)
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William Robert Dean
IRN WRD01017
- CF30 Customer (1 Nov 2007 to 30 Jun 2012)
- CF21 Investment Adviser (5 May 2005 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.