Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 12 Sep 2025)
    • SMF3 Executive Director (since 12 Sep 2025)
    • [FCA CF] Manager of certification employee (11 Sep 2024 to 12 Sep 2025)
    • [FCA CF] Material risk taker (10 Mar 2021 to 12 Sep 2025)
    • SMF18 Other Overall Responsibility (26 Mar 2020 to 10 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (11 Feb 2003 to 31 Oct 2007)
    • SMF3 Executive Director (since 12 Sep 2025)
    • [FCA CF] Manager of certification employee (21 Jan 2025 to 12 Sep 2025)
    • [FCA CF] Material risk taker (16 Aug 2023 to 12 Sep 2025)
    • SMF18 Other Overall Responsibility (16 Aug 2023 to 20 Jan 2025)
    • SMF3 Executive Director (since 12 Sep 2025)
    • [FCA CF] Manager of certification employee (11 Sep 2024 to 12 Sep 2025)
    • SMF18 Other Overall Responsibility (16 Aug 2023 to 10 Sep 2024)
    • [FCA CF] Material risk taker (16 Aug 2023 to 12 Sep 2025)
    • SMF3 Executive Director (since 12 Sep 2025)
    • [FCA CF] Manager of certification employee (since 11 Sep 2024)
    • [FCA CF] Material risk taker (since 10 Mar 2021)
    • [FCA CF] Proprietary trader (10 Mar 2021 to 11 Mar 2021)
    • CF30 Customer (20 Feb 2014 to 26 Nov 2014)
  • TP ICAP Global Markets Americas LLC (no longer approved here)

    FRN 549855

    • [FCA CF] Manager of certification employee (1 Jul 2023 to 12 Sep 2025)
    • [FCA CF] Material risk taker (3 Oct 2021 to 12 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

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