IC WEALTH FINANCIAL PLANNING LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with investment advice or advice on buy to let mortgages and second charge mortgages
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice or advice on buy to let mortgages and second charge mortgages
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Arun Ram
IRN AXR00104
- SMF3 Executive Director (9 Dec 2019 to 28 Sep 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 28 Sep 2020)
- Responsibility for MCD Intermediation (2 Nov 2016 to 28 Sep 2020)
- CF1 Director (4 Jan 2013 to 8 Dec 2019)
- Responsible for Insurance Mediation (4 Jan 2013 to 30 Sep 2018)
Harbhajan Dhaliwal
IRN HXD00030
- [FCA CF] Functions requiring qualifications (1 Jul 2021 to 30 Jan 2023)
Jasmine Aujla
IRN JXA00609
- [FCA CF] Functions requiring qualifications (31 Jan 2024 to 2 Sep 2025)
Jeewan Singh Aujla
IRN JXA00055
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 12 Apr 2023)
Parminder Bhamra
IRN PXB00152
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Ravinder Kaur Aujla
IRN RKA01031
- Responsible for Insurance Distribution (since 23 Sep 2020)
- SMF3 Executive Director (since 23 Sep 2020)
- Responsibility for MCD Intermediation (since 23 Sep 2020)
- SMF16 Compliance Oversight (since 23 Sep 2020)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.