Ravinder Kaur Aujla

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

IC WEALTH FINANCIAL PLANNING LTD
FRN 585389
- Responsibility for MCD Intermediation (since 23 Sep 2020)
- Responsible for Insurance Distribution (since 23 Sep 2020)
- SMF16 Compliance Oversight (since 23 Sep 2020)
- SMF3 Executive Director (since 23 Sep 2020)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (26 Jun 2013 to 12 May 2015)
3 Sixti Ltd (no longer approved here)
FRN 602217
- Employed By (26 Jun 2013 to 12 May 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.