Arun Ram

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 10 Jul 2013)
    • CF1 Director (AR) (since 10 Jul 2013)
  • 3 Sixti Ltd

    FRN 602217

    • Employed By (since 26 Jun 2013)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 26 Apr 2013)
    • CF30 Customer (26 Apr 2013 to 10 Dec 2013)
  • IC WEALTH FINANCIAL PLANNING LTD (no longer approved here)

    FRN 585389

    • SMF3 Executive Director (9 Dec 2019 to 28 Sep 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Sep 2020)
    • Responsibility for MCD Intermediation (2 Nov 2016 to 28 Sep 2020)
    • CF1 Director (4 Jan 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2013 to 30 Sep 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (26 Apr 2013 to 30 Jul 2013)
    • CF30 Customer (26 Apr 2013 to 30 Jul 2013)
  • Blueprint Financial Services Ltd (no longer approved here)

    FRN 227242

    • Employed By (14 Mar 2008 to 13 Oct 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (14 Mar 2008 to 13 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

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