Date authorised
31 March 2005
Companies House
OC310282
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One London Wall
    London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +4402070826000
  • Complaints Contact

    30 Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401316565000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elaine White Torry

    IRN EWT01010

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Aug 2015 to 8 Dec 2019)
  • Elizabeth Mary Buckley

    IRN EXB00214

    • Director of firm who is not a certification employee or a SMF manager (28 Oct 2021 to 7 Oct 2024)
  • Emma Claire Cameron

    IRN ECR01009

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Oct 2012 to 8 Dec 2019)
  • Emma Garrett

    IRN EXG00039

    • [FCA CF] Client dealing (since 14 Jan 2021)
  • Emma McWilliam

    IRN EXM31226

    • Director of firm who is not a certification employee or a SMF manager (25 Oct 2021 to 24 May 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 25 Oct 2021)
    • [FCA CF] Client dealing (13 Feb 2020 to 31 Mar 2021)
  • Emma Sim

    IRN EXS00158

    • [FCA CF] Client dealing (28 Jul 2021 to 11 Nov 2025)
  • Evan Klironomos

    IRN EXK00177

    • [FCA CF] Client dealing (6 Sep 2023 to 10 Jun 2024)
  • Filip Bodurov

    IRN FXB00168

    • [FCA CF] Client dealing (since 3 Aug 2023)
  • Fraser Wallace Smart

    IRN FWS01008

    • CF4 Partner (1 Apr 2005 to 10 Mar 2006)
    • CF22 Investment Adviser (Trainee) (1 Apr 2005 to 10 Mar 2006)
  • Gail Madeleine Paterson

    IRN GMP00023

    • CF4 Partner (15 Aug 2007 to 31 Mar 2017)
    • CF21 Investment Adviser (1 Apr 2005 to 6 Aug 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.