Fraser Wallace Smart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gallagher Consultants (Healthcare) Limited (no longer approved here)
FRN 312544
- Responsible for Insurance Mediation (1 Sep 2012 to 25 Oct 2013)
- CF3 Chief Executive (16 Sep 2010 to 18 Mar 2014)
- CF1 Director (11 Jul 2007 to 18 Mar 2014)
Gallagher (Administration & Investment) Limited (no longer approved here)
FRN 115057
- CF3 Chief Executive (16 Sep 2010 to 18 Mar 2014)
- CF1 Director (11 Jul 2007 to 18 Mar 2014)
Hymans Robertson LLP (no longer approved here)
FRN 414430
- CF22 Investment Adviser (Trainee) (1 Apr 2005 to 10 Mar 2006)
- CF4 Partner (1 Apr 2005 to 10 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.