Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Oct 2012 to 8 Dec 2019)
  • Isio Investment Solutions Limited (no longer approved here)

    FRN 196669

    • CF30 Customer (13 Aug 2008 to 1 Aug 2012)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (1 Nov 2007 to 11 Mar 2008)
    • CF21 Investment Adviser (22 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jun 2003 to 22 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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