Date authorised
31 March 2005
Companies House
OC310282
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One London Wall
    London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +4402070826000
  • Complaints Contact

    30 Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401316565000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Gerard Wright

    IRN JXW02230

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (15 Apr 2014 to 8 Dec 2019)
  • John Hastings

    IRN JXH01551

    • CF30 Customer (1 Nov 2007 to 1 Apr 2014)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
  • John Henderson MacDonald

    IRN JHM01118

    • CF30 Customer (18 Jun 2010 to 8 May 2018)
  • John Leonard Gillespie Deacon

    IRN JLD01025

    • CF21 Investment Adviser (1 Apr 2005 to 1 Apr 2005)
  • John Philip Walbaum

    IRN JPW00013

    • CF4 Partner (4 Apr 2011 to 3 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 3 Oct 2019)
    • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
  • John Roy McKean

    IRN JRM01095

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
    • CF11 Money Laundering Reporting (12 Dec 2016 to 28 Oct 2019)
  • Jonathan Paul Lewis Hatchett

    IRN JPH01288

    • SMF27 Partner (23 Feb 2023 to 1 Oct 2024)
    • CF4 Partner (23 May 2018 to 18 Nov 2019)
  • Jordan Neil Irvine

    IRN JXI17029

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2022)
    • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
  • Joseph Benjamin Fox

    IRN JXF22569

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Oct 2019 to 8 Dec 2019)
  • Joshua Pilley

    IRN JXP23720

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2021)
    • CF30 Customer (13 Nov 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.