Hymans Robertson LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
One London WallLondonEC2Y 5EAUNITED KINGDOM- Phone
- +4402070826000
-
Complaints Contact
30 Semple StreetEdinburghEH3 8BLUNITED KINGDOM- Phone
- +4401316565000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
-
Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Julie Sandra Macdonald
IRN JSM01098
- CF30 Customer (19 Nov 2008 to 10 Dec 2018)
-
Kameel Kapitan
IRN KXK00225
- [FCA CF] Client dealing (30 Mar 2022 to 17 Oct 2022)
-
Karen Gilchrist
IRN KXG31225
- SMF27 Partner (since 1 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2025)
- SMF16 Compliance Oversight (since 1 Jan 2025)
- [FCA CF] Significant management (since 9 Dec 2019)
-
Karen Margaret Fraser
IRN KXF00044
- SMF27 Partner (since 1 Jan 2025)
-
Kenneth Gordon Taylor
IRN KGT01005
- [FCA CF] Client dealing (since 14 Dec 2020)
-
Kieran Ashok Mistry
IRN KAM01221
- [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2021)
- CF30 Customer (17 Apr 2018 to 8 Dec 2019)
-
Kirsty Moffat
IRN KXM00056
- [FCA CF] Client dealing (since 20 Oct 2020)
-
Lara Desay
IRN LXD00321
- [FCA CF] Client dealing (since 13 Sep 2023)
-
Laura Joan Irwin Cumming
IRN LJC00031
- CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2006)
-
Lee John Hollingworth
IRN LJH00042
- CF30 Customer (17 Nov 2008 to 6 Nov 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.