Date authorised
31 March 2005
Companies House
OC310282
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One London Wall
    London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +4402070826000
  • Complaints Contact

    30 Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401316565000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Linda Margaret Selman

    IRN LMS01046

    • CF30 Customer (17 Nov 2008 to 22 Feb 2016)
  • Linda McAleer

    IRN LXM01556

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Jul 2010 to 8 Dec 2019)
  • Malwina Strugala

    IRN MXS04955

    • [FCA CF] Client dealing (since 8 Jan 2024)
  • Marco Maximiliano Gonzalez Nocilla

    IRN MXN00255

    • [FCA CF] Client dealing (29 Jul 2022 to 1 Mar 2023)
  • Mark David Freeman

    IRN MDF01039

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2022)
    • CF30 Customer (22 Nov 2007 to 8 Dec 2019)
  • Mark Gordon Baker

    IRN MXB01638

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (16 Nov 2010 to 8 Dec 2019)
  • Mark Jaffray

    IRN MXJ01281

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (11 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2006 to 11 May 2006)
  • Mark Tighe

    IRN MXT00500

    • [FCA CF] Client dealing (since 16 May 2023)
  • Martin Potter

    IRN MXP01947

    • SMF27 Partner (9 Dec 2019 to 1 Oct 2024)
    • CF4 Partner (4 Apr 2011 to 8 Dec 2019)
  • Matthew Buchanan

    IRN MXB03200

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2022)
    • CF30 Customer (10 Mar 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.