Date authorised
31 March 2005
Companies House
OC310282
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One London Wall
    London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +4402070826000
  • Complaints Contact

    30 Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401316565000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Francis Woodman

    IRN MFW01024

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Oct 2006 to 3 Jul 2007)
  • Michael John Abramson

    IRN MXA10775

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
  • Michael Robert Johnson

    IRN MRJ01093

    • [FCA CF] Client dealing (since 8 Mar 2021)
  • Michael Robin Anderson

    IRN MRA01117

    • CF30 Customer (1 Mar 2016 to 5 Aug 2017)
  • Natalie Coia Wallace

    IRN NCW01052

    • CF11 Money Laundering Reporting (10 Apr 2014 to 12 Dec 2016)
  • Nazish Abdullah

    IRN NXC01727

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Jun 2018 to 8 Dec 2019)
  • Nicholas John Pope

    IRN NJP01161

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2025)
    • SMF27 Partner (9 Dec 2019 to 1 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2025)
    • CF10 Compliance Oversight (12 May 2011 to 8 Dec 2019)
  • Nicholas Michael Hugo Jellema

    IRN NMJ01032

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Feb 2019 to 8 Dec 2019)
  • Nikhil Pradip Radia

    IRN NPR01025

    • CF30 Customer (7 Mar 2011 to 28 Oct 2016)
  • Oliver Hook

    IRN OXH00080

    • [FCA CF] Client dealing (4 Oct 2023 to 28 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.