HYCM CAPITAL MARKETS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Jason Chi-Yung Chan
IRN JCC01137
- CF26 Customer Trading (30 Dec 2003 to 23 Sep 2005)
Jia Annabel Han
IRN JAH01341
- CF26 Customer Trading (21 Apr 2006 to 24 Aug 2007)
John Patrick Harris
IRN JXH01972
- CF26 Customer Trading (27 Oct 2005 to 13 Jul 2007)
Jonathan Seeranj
IRN JXS01837
- CF26 Customer Trading (9 May 2003 to 21 Oct 2005)
Joshua Robin Droy
IRN JRD01118
- CF30 Customer (1 Nov 2007 to 1 May 2009)
- CF26 Customer Trading (1 Jul 2007 to 31 Oct 2007)
Joyti Selli
IRN JXS02965
- CF30 Customer (15 Dec 2014 to 7 Oct 2016)
Kam Shan Kan
IRN KSK01005
- CF1 Director (1 Dec 2001 to 11 Sep 2002)
- CF11 Money Laundering Reporting (1 Dec 2001 to 11 Sep 2002)
- CF26 Customer Trading (1 Dec 2001 to 11 Sep 2002)
Kenny Ng
IRN KXN01122
- CF30 Customer (1 Nov 2007 to 17 Nov 2009)
- CF26 Customer Trading (18 Jul 2007 to 31 Oct 2007)
Kevin Roger Thompson
IRN KXT01117
- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
Lawson Edwin Stringer
IRN LES01018
- CF26 Customer Trading (1 Dec 2001 to 20 Aug 2003)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.