HYCM CAPITAL MARKETS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Peter Powell
IRN APP01044
- CF26 Customer Trading (9 Jul 2002 to 10 Oct 2003)
Antony Edward Higgs
IRN AEH01042
- CF26 Customer Trading (1 Dec 2001 to 31 Aug 2006)
Ashley Nigel Clarke
IRN ANC01032
- CF1 Director (1 Dec 2001 to 28 Dec 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 28 Dec 2005)
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
- CF3 Chief Executive (1 Dec 2001 to 28 Dec 2005)
- CF8 Apportionment and Oversight (1 Dec 2001 to 28 Dec 2005)
Augustine Dao Tian Fung
IRN ADF01085
- CF30 Customer (17 Apr 2013 to 29 Aug 2013)
Barry William Moore
IRN BWM01014
- CF26 Customer Trading (1 Dec 2001 to 17 Jun 2005)
Billy Wells
IRN BXW01286
- CF26 Customer Trading (18 Oct 2006 to 2 Mar 2007)
Brenton Graeme Miller
IRN BGM01032
- CF26 Customer Trading (1 Dec 2001 to 20 Feb 2002)
Chan Keung Li
IRN CKL01003
- CF26 Customer Trading (1 Dec 2001 to 11 Sep 2002)
Chengxu Huang
IRN CXH01258
- CF11 Money Laundering Reporting (28 Dec 2006 to 16 Mar 2007)
- CF26 Customer Trading (22 Mar 2004 to 16 Mar 2007)
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
Chris James
IRN CXJ01130
- CF30 Customer (1 Nov 2007 to 25 Jul 2008)
- CF26 Customer Trading (24 Dec 2003 to 31 Oct 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.