Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 17 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Apr 2026)
    • [FCA CF] Client dealing (since 13 Aug 2025)
    • [FCA CF] Material risk taker (19 Mar 2016 to 13 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (19 Mar 2016 to 13 Aug 2025)
  • Axi Financial Services (UK) Limited (no longer approved here)

    FRN 466201

    • CF30 Customer (1 Nov 2007 to 2 Jan 2009)
    • CF26 Customer Trading (16 Aug 2007 to 31 Oct 2007)
  • HYCM CAPITAL MARKETS (UK) LIMITED (no longer approved here)

    FRN 186171

    • CF11 Money Laundering Reporting (28 Dec 2006 to 16 Mar 2007)
    • CF26 Customer Trading (22 Mar 2004 to 16 Mar 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.