Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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China Merchants Bank Co., Ltd
FRN 713033
- [FCA CF] Material risk taker (since 17 Apr 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Apr 2026)
- [FCA CF] Client dealing (since 13 Aug 2025)
- [FCA CF] Material risk taker (19 Mar 2016 to 13 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (19 Mar 2016 to 13 Aug 2025)
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- CF30 Customer (1 Nov 2007 to 2 Jan 2009)
- CF26 Customer Trading (16 Aug 2007 to 31 Oct 2007)
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- CF11 Money Laundering Reporting (28 Dec 2006 to 16 Mar 2007)
- CF26 Customer Trading (22 Mar 2004 to 16 Mar 2007)
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.