Ashley Nigel Clarke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Axi Financial Services (UK) Limited (no longer approved here)

    FRN 466201

    • CF1 Director (16 Aug 2007 to 31 May 2019)
    • CF10 Compliance Oversight (16 Aug 2007 to 21 Sep 2017)
    • CF3 Chief Executive (16 Aug 2007 to 31 May 2019)
    • CF8 Apportionment and Oversight (16 Aug 2007 to 31 Oct 2007)
  • HYCM CAPITAL MARKETS (UK) LIMITED (no longer approved here)

    FRN 186171

    • CF1 Director (1 Dec 2001 to 28 Dec 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 28 Dec 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 28 Dec 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
    • CF3 Chief Executive (1 Dec 2001 to 28 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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